Series 50 Exam Information


Series 50 Exam Information

NAMA's September 2017 Alert:  MAs and the September 12th Series 50 Exam Deadline

MSRB FAQ - Series 50 Exam (Number 8 notes how to complete forms (FINRA Form U10) to take the Series 50 Exam.

MSRB FAQ - MA Professional Qualification Standards and Requirements (Rules G-2 and G-3)

MSRB Communication Regarding MAs and the Series 50 Exam Deadline

MSRB Series 50 General Information Page

MSRB Professional Qualifications Information 

LINK to MSRB List of MAs Who Have Passed the Series 50 and MSRB Firm Registration Listing

THOSE WHO HAVE NOT PASSED THE SERIES 50 EXAM BY SEPTEMBER 12, WILL NOT BE ABLE TO PERFORM MUNICIPAL ADVISORY WORK.  PLEASE NOTE THAT MAs SHOULD BE VERY CAREFUL ABOUT THE WORK NON-SERIES 50 EMPLOYEES ENGAGE IN, AND SHOULD REFRAIN FROM ANY TYPE OF ADVICE THAT WOULD BE REASONABLY VIEWED AS A SPECIFIC SUGGESTION FOR AN ENTITY TO ENGAGE OR NOT ENGAGE IN THE ISSUANCE OF MUNICIPAL SECURITIES OR OTHER MUNICIPAL FINANCIAL PRODUCTS. See NAMA's OVERVIEW of MAs and the Series 50 Exam.

Test Preparation Vendors

Knopman Marks Financial Training

Securities Training Corporation (STC)

Solomon Exam Prep