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NAMA OCIE Update Webinar
Thursday, November 15, 2018, 3:00 PM - 4:00 PM EDT
Category: Events

OCIE Exam Update

Robert Miller (Supervisory Attorney, HQ-Broker-Dealer & Municipal Advisors Examination Group in the SEC's Office of Compliance Inspections and Examinations at the SEC), will provide an overview of OCIE exam findings, and OCIE's workplan moving forward that are of interest to municipal advisors.

Click HERE to register.