NAMA OCIE Update Webinar
Thursday, November 29, 2018, 3:15 PM - 4:15 PM EDT
Category: Events
Robert Miller (Supervisory Attorney, HQ-Broker-Dealer & Municipal Advisors Examination Group in the SEC's Office of Compliance Inspections and Examinations at the SEC), will provide an overview of OCIE exam findings, and OCIE's workplan moving forward that are of interest to municipal advisors. The event will be held from 3:15 - 4:15ET. Please register for OCIE Update Webinar on Nov 29, 2018 3:15 PM EST at: https://attendee.gotowebinar.com/register/8967048783569400577 After registering, you will receive a confirmation email containing information about joining the webinar. |