NAMA Webinar Series - Compliance Conundrums
Thursday, December 03, 2020, 2:00 PM - 4:00 PM EDT
Category: Events
On Thursday, December 3 from 2-4ET, NAMA will be holding a webinar - Compliance Conundrums. The webinar will feature top staff from the MSRB and FINRA, and then a MA roundtable discussion on compliance matters. Speakers include: Gail Marshall, Chief Regulatory Officer, MSRB Bonnie Bowes, Director Fixed Income Regulation, FINRA Register for the event through this link - https://attendee.gotowebinar.com/register/5066831466726015503 Attendees must register for each webinar in order to receive the attendee link. Access to the recording of the event will also be provided. NAMA members will be invoiced following the event - $50 for individual webinars, and $200 for the entire series. |