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NAMA Webinar - Understanding the New SEC Temporary Order
Friday, June 26, 2020, 2:15 PM - 3:30 PM EDT
Category: Events

NAMA will host a webinar on Friday, June 26 from 2:15 - 3:30 ET to discuss the new SEC Temporary Exemption from Broker Registration for Certain Activities Related to Direct Placements.  The webinar will provide an overview of the Order, the conditions that apply for MAs to be able to assist their clients with direct placements, documentation standards, and will allow members to ask questions of the panelists.

Speakers include Rebecca Olsen, Director of the SEC's Office of Municipal Securities; Kelly Shoop, Special Counsel in the SEC's Division of Trading and Markets; and Dave Sanchez with Norton Rose Fulbright.

This event is free of charge and open ONLY to NAMA members, who must register for the event.  Click the link below to register.

https://attendee.gotowebinar.com/register/5705015500133128715

 If you have any questions, please contact Susan Gaffney at [email protected].