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NAMA Webinar Series - SEC Enforcement and Examinations Update
Thursday, November 12, 2020, 3:00 PM - 4:00 PM EDT
Category: Events

NAMA will be holding a webinar on Thursday, November 12 from 3-4ET that will focus on the SEC's Division of Enforcement and Office of Compliance, Inspections and Examinations (OCIE) recent and future work related to municipal advisors.

Speakers for the event -

Peter Diskin, Assistant Director, Public Finance Abuse Unit, SEC's Division of Enforcement - Atlanta
Robert Hartman, Senior Staff Accountant, Office of SEC's Compliance, Inspections and Examinations - Washington, D.C.

Register for the event through this link - https://attendee.gotowebinar.com/register/7554463330360711692

The event will be recorded, and those who register may access that at any time. Following registration, NAMA members will be invoiced for the event. The cost is $50 for each webinar, or $200 for the entire series.

Please contact Susan Gaffney at [email protected]advisors.org with any questions.